Commodity Futures Modernization Act

Results: 717



#Item
241Exchange-traded fund / Funds / Futures contract / Swap / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Futures Trading Commission / Futures exchange / Commodity Futures Modernization Act / Book:Risk Management in Finance / Financial economics / Investment / Finance

July 22, 2011 Mr. David A. Stawick Secretary of the Commission Commodity Futures Trading Commission Three Lafayette Centre

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Source URL: www.sec.gov

Language: English - Date: 2011-07-25 11:06:47
242United States securities law / Securities and Exchange Commission / OTC Markets Group / Government / Financial regulation / Economy of the United States / Securities regulation in the United States / Commodity Futures Modernization Act / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION October 1, 2014 ____________________________________ IN THE MATTER OF

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Source URL: www.sec.gov

Language: English - Date: 2014-10-01 06:21:13
243Futures contract / Commodity Futures Trading Commission / Exercise / Dodd–Frank Wall Street Reform and Consumer Protection Act / Swap / Hedge / Forward contract / Option / Commodity Futures Modernization Act / Financial economics / Finance / Financial system

Brian T. Knapp Policy Advisor 1220 L Street, NW Washington, DC[removed]Telephone[removed]

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Source URL: www.sec.gov

Language: English - Date: 2012-02-01 07:53:20
244Bank regulation / Systemic risk / Derivative / Credit derivative / Exposure at default / Dodd–Frank Wall Street Reform and Consumer Protection Act / Bank / Federal Reserve System / Commodity Futures Modernization Act / Financial economics / Finance / Financial regulation

Microsoft Word - Part 117 Adopted -- All Institutions Letter[removed]

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Source URL: www.dfs.ny.gov

Language: English - Date: 2014-10-08 15:38:26
245Government / United States federal banking legislation / Public Citizen / Commodity Futures Modernization Act / United States Congress / Lawyer / Law

American Bar Association Fact Sheet

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Source URL: www.nhbar.org

Language: English - Date: 2010-06-14 16:03:17
246United States securities law / Securities and Exchange Commission / OTC Markets Group / Government / Financial regulation / Economy of the United States / Securities regulation in the United States / Commodity Futures Modernization Act / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION October 1, 2014 ____________________________________ IN THE MATTER OF

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Source URL: www.sec.gov.

Language: English - Date: 2014-10-01 06:21:13
247Insurance / United States housing bubble / Financial crises / Mortgage-backed security / Financial institutions / Commodity Futures Modernization Act / Chartered Property Casualty Underwriter / American International Group / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Economics / Investment

Regulatory & Legislative Interest Group Volume 17 • Number 2 • June 2010 Compliance Matters Message from the Chair

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Source URL: www.cpcusociety.org

Language: English - Date: 2013-02-19 10:40:22
248Finance / Financial system / Fixed income market / Broker-dealer / Registered representative / Securities Exchange Act / Commodity Futures Modernization Act / Net capital rule / Financial economics / Financial services / United States securities law

DIRK KEMPTHORNE GAVIN M. GEE GOVERNOR

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Source URL: www.finance.idaho.gov

Language: English - Date: 2014-08-28 14:29:47
249Systemic risk / United States federal banking legislation / Derivative / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Futures Trading Commission / Over-the-counter / Futures contract / De minimis / Commodity Futures Modernization Act / Financial economics / Finance / Investment

Dorothy Coleman Vice President Tax and Domestic Economic Policy June 18, 2014

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Source URL: www.nam.org

Language: English
250Financial economics / Financial risk / Systemic risk / Late-2000s financial crisis / Canadian securities regulation / Commodity Futures Modernization Act / Economics / Financial crises / Economic history

The Cooperative Capital Markets Regulatory System Governance and Legislative Framework I. Overview This document provides an overview of the governance and legislative framework for the cooperative capital markets regula

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Source URL: ccmr-ocrmc.ca

Language: English - Date: 2014-09-07 13:49:58
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